Tuesday, 14 July 2020

Judicial Review and National Security Concerns: A Critical Commentary on Trump v. Hawaii (2018)


Anurag Deep*

Abstract

[The competing claim of security vis a vis liberty is the subject matter of this comment, which is divided into six parts. Part I introduces the three travel ban orders by the US President with facts and issues. Part II deals with majority opinion on statutory and constitutional challenge with special emphasis on the scope of judicial review (deferential standard vis a vis reasonable observer review) in cases involving national security and foreign affairs. Part III places a note on minority opinion. Part IV scans hundred years of national security jurisprudence from Schenck to Trump. Part V proposes concluding remarks.]

 

I. Introduction


The US Supreme Court has upheld the constitutional validity of the controversial Proclamation of the President, in the case of Trump v. Hawaii.[1] The Proclamation imposed travel restrictions and was condemned by many for the anti-Muslim stand of the President Donald Trump. The conservative judgment of the progressive Supreme Court, therefore, surprised many because the US Supreme Court is famous for the protection of extreme forms of liberty in the USA. However, the trends strongly suggest that the peace time Supreme Court is different from war time Supreme Court in the USA. Whenever the US Court found the country is facing a troubled phase (war, cold war or terror war), they have always accorded “security” a priority, over “liberty.”
After being elected as President, Donald J. Trump gave “political and bureaucratic expression to the restrictionist vision”[2] and issued three executive orders, last being the Presidential Proclamation[3] no 9645.[4]  He exercised his authority under the Immigration and Nationality Act, 1952 (INA-amended in 1965).  NIA vests in the President the power to restrict entry of foreign nationals if it “would be detrimental to the interests of the United States.”[5] The Presidential order was neutral in text. In application, it prohibited the entry of all citizens of seven countries viz. Iran, Iraq, Libya, Somalia, Sudan, Syria, and Yemen.[6] These countries are Muslim countries. The travel ban led to the immediate cancellation of thousands of visas. There was no doubt that the Executive orders “stranded its residents abroad, split their families, restricted their travel.”
The executive orders and the Proclamation were challenged in the federal district courts,[7] circuit courts[8] and the Federal Supreme Court of the USA for violation of INA as well as the First Amendment [establishment of religion] etc.  

US Supreme Court

When a federal district court issued a temporary restraining order (TRO) on the travel ban followed by approval of the circuit court, the Trump government appealed to the Supreme Court of the USA[9] which stayed the order of the appellate court and allowed the travel restrictions with minor modifications.[10] In this Proclamation, the Trump administration imposed entry restrictions on the nationals of countries on either of two grounds; (i) The countries do not share adequate information for an entry determination, or (ii) The country presents a national security risk for America. The Supreme Court focussed on two issues.  
i. Whether the President had authority under the Immigration and Nationality Act, 1952 (INA) to issue the Proclamation, and
ii. Whether the entry policy violated the Establishment Clause of the First Amendment?

II. Majority judgment

The judgment was thinly divided and out of nine, five judges upheld the Proclamation. The central point of the argument was that the law i.e proclamation “as it is” is bad in its content as well as its application. The majority, however, held that INA provides broad discretion because section 1182(f) of INA vests the President with “ample power” to impose entry restrictions. Section 1182(f) of INA requires the President to “find” that the entry “would be detrimental to the interests of the United States.” To “find” the same, the President engaged in a review process at multiple levels. The delegation under Presidential Proclamation was comprehensive.  Was the finding by the President, as well as its sufficiency, subject to judicial review? The majority held that “assuming that some form of review is appropriate, the plaintiffs’ attacks on the sufficiency of the President’s findings cannot be sustained.”[11] The Court found that Trump’s detailed Proclamation reposed greater confidence vis a vis previous executive orders by other presidency on similar matters. Moreover, any “searching inquiry into the persuasiveness of the President’s justifications is inconsistent” in this case because of two reasons. (i) The broad statutory text under the INA and (ii) the defer­ence traditionally accorded to the President in the area of national security.  The government has lifted the entry ban on various countries once they addressed the security concern and found fit in the vetting process. This indicates that in application also the law is open and not discriminatory.  

Admissibility determinations and visa issuance: difference

It was argued that the Proclamation made discrimination based on nationality which is prohibited under section 1152(a)(1)(A) of the INA. The majority rejected this argument on the ground that visa issuance and admissibility determinations are two different things and they operate in separate fields. Suppose a consular officer issues a visa. This does not guarantee automatic entry into the United States because on arrival the alien may be denied entry. Executive history again favoured Trump because President Reagan suspended the entry of all Cuban nationals as immi­grants and President Carter denied and revoked visas to all Iranian nationals. If issue of visa automatically guarantees entry, the President would not be able to suspend the entry of nationals in case of an epidemic, or “a verified terrorist threat involving na­tionals of a specific foreign nation, or even if the United States were on the brink of war.”[12] Therefore, the Supreme Court decided that the Proclamation was not inconsistent with the statutory regime of the INA.

Constitutional Challenge

The Proclamation was also challenged on constitutional parameters that it was against the establishment clause of the First Amendment. The relevant part the First Amendment provides that the “Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof.” The central argument of the plaintiffs and the dissenting judges was that the Procla­mation was not faith neutral and singled out Muslims for disfavoured treatment because of the animus of the President against Islam. They added that the Proclamation was manipulated in such a manner (which the plaintiffs called “religious gerrymander”), that in operation, it was prejudicial to Muslims even though the language did not expressly state anything.[13] The supporting evidence was the series of statements made by Trump before and after elections viz. total and complete shutdown of Muslims entering the United States until the country’s representa­tives can figure out what is going on; Islam hates the USA; Twitter links to three anti-Muslim propaganda videos etc. These statements and objectionable expressions of Donald Trump were not considered as a strong argument to favour plaintiffs. The majority held:[14] 
Plaintiffs argue that this President’s words strike at fundamental standards of respect and tolerance, in viola­tion of our constitutional tradition. But the issue before us is not whether to denounce the statements. It is in­stead the significance of those statements in reviewing a Presidential directive, neutral on its face, addressing a matter within the core of executive responsibility. In doing so, we must consider not only the statements of a particular President, but also the authority of the Presi­dency itself. [Emphasis added]
In other words, the Court examined whether the statements of the President indicating animus against Muslims could be useful in reviewing the Proclamation or not. The majority began with a literal interpretation, stating that the Proclamation was “neutral on its face.” The majority, therefore, interpreted the law “as it is” and did not delve into possibility of any hidden agenda behind the law or the operation of the law. It seems this Austinian approach was also necessary to the majority because the Proclamation was a core executive responsibility. It was “core” because the President in this case exercised his authority not in a general area of interest but in the specialised area of national security and foreign policy. Therefore, the statements of Trump might be relevant evidence but not admissible in this case because the authority of the Presidency in these “core” areas dilutes the significance of his statements made before or after poll. Had this not been the exclusive area of national security or foreign policy, the expressions by Trump might have had a different probative and persuasive force. The Court elaborated on the same while discussing the standard of review applicable in this case. One such observation deserves attention:[15]  
The case before us differs in numerous respects from the conventional Establishment Clause claim. Unlike the typical suit involving religious displays or school prayer, plaintiffs seek to invalidate a national security directive regulating the entry of aliens abroad. Their claim accord­ingly raises a number of delicate issues regarding the scope of the constitutional right and the manner of proof. [Emphasis Added]
According to the majority, this challenge before the Supreme Court, based on the fundamental principles of religious neutrality, was not an ordinary case of the violation of fundamental rights under the First Amendment. What made this extraordinary was the deep involvement of national security issues, which indeed mandates the Supreme Court to be conscious and cautious before exercising its armoury of judicial review. The texts of the Proclamation had nothing objectionable to impute animus against Muslims. The petitioners argued that there was a hidden agenda behind the Proclamation which was exhibited by the President’s “extrinsic statements”. Was the Court authorised to make such a judicial inquiry, that too with these evidences, under the doctrine of judicial review?

Judicial review in visa denial: circumscribed or comprehensive

The majority held that entry of foreign nationals is a “fun­damental sovereign attribute” of government that always involved a circumscribed judicial review.[16] Kleindienst v. Mandel,[17] was leading decision to the precedential discussion through which   the Court held that only a limited judicial review is available to the extent of determining whether the Executive gave a “facially legitimate and bonafide” reason for its action or not.[18]   If it is so, the Court  “will neither look behind the exercise of that discretion, nor test it by balancing its justification” against the asserted constitutional interests of US citizens.[19] This is because of the norm of “deferential treatment” [20] or “respect for the political branches” accorded to the Executive especially in the realm of foreign affairs.[21]
Despite this judicial finding, the Government suggested that an inquiry extending beyond the facial neutrality of the Proclamation should also be made. This argument reflects the confidence of the Government.[22] The Court agreed to look “behind the face of the Proclamation to the extent of applying rational basis review.” Rational basis of review considers whether the entry policy is plausibly related to the Government’s stated objective to protect the country and improve vetting processes.[23] The majority rejected the idea that, instead of the rational basis review, a reasonable observer inquiry ought to be made applicable in “immigration policies, diplomatic sanctions, and military actions.” Such a “reasonable observer” inquiry was applicable “to cases involving holiday displays and graduation ceremonies.”[24]  The Court found that the legitimate purpose was blocking the entry of those nationals who failed in the vetting process and inducing countries to improve their practices. The Court noticed that the Proclamation is silent on religion and therefore on the face there was no animus. Even if some inquiry was conducted (as suggested by the government), the argument of the plaintiffs did not sound strong because of the reasons that (a) the policy covers just 8% of the world’s Muslim population; (b) Iraq is one of the largest predominantly Muslim countries in the region and is exempted from Proclamation; (c) The Congress and the prior government have already designated them  as a potential risk to national security of the USA and this Proclamation has only limited the restriction to those countries; (d) the Proclamation is the product of a worldwide review process undertaken by multiple agencies (e) Based on criteria and progress made by the countries on vetting process the restrictions were lifted. (e) A report was gathered through the Information Act to ascertain the thoroughness of the review process. These inquiries rebutted the claim of religious animus or lack of thoroughness of the review process. 
The fundamental flaw, the majority found, in the argument of plaintiffs and the opinion of dissenting judges was that the chal­lenge to the entry suspension under the Proclamation was based not on principles, provisions, precedents, rules of interpretation or limits of judicial review but “on their perception of its effectiveness and wisdom.”[25] The government is not obliged to disclose all national security concerns, which “are delicate, complex, and involve large elements of prophecy.”[26] Robert, CJ. also observed that the minority opinion only “recycles” the version of plaintiffs which presents statistics selectively, rely on anecdotal evidence and produces  only “a piece of the picture.[27] The majority also rejected the comparison of Korematsu[28] with Trump which was racial on the face of it while the Proclamation of 2017 was neutral. The majority used this opportunity to expressly declare Korematsu judgement as “gravely wrong the day it was decided.” Indeed minority opinion also supported the unconstitutionality of Korematsu.
The brief and concurring opinion of Kennedy, J. reflects that though he agreed with the majority judgement (led by Robert, CJ.), which relied mostly on “is law”, he was not comfortable with the expressions of the President against Muslims. Another member of the bench, Thomas, J. also concurred with the majority and addressed in detail the jurisdiction issue of the Federal Court. He also warned, that “if federal courts continue to issue them, this Court is duty bound to adjudicate their authority to do so.”
The Court, therefore, found that there was sufficient justification of national security and the Proclamation survived the rational basis review. The majority, however, did not express any view on the sound­ness of the policy. The plaintiffs failed to demonstrate a likelihood of success on the merits of their constitutional claim. The majority held the preliminary injunction by the courts below as an abuse of discretion.

III. Dissenting opinion

Out of Nine, four judges delivered two dissenting opinions. Breyer, J. filed a dissenting opinion, in which Kagan. J., joined.  He held that that the Proclamation was not meant to serve the “sole” interest of national security but was a manifestation of Islamophobia and failed to address the visa issues of those groups of cases, which had no proximity with national security. For example, patients (even child) seeking immediate medical attention, academicians, students, family members, were denied visa. He limited his inquiry into the application (the law as it is applied in the society and the perception, a reasonable observer holds) of these exemptions and waivers. He has chosen to interpret the Proclamation “as” it is “applied” and not as it is “written” on the text. The jurisprudential basis for this priority of “enforcement” over “content” was the idea that “lawfulness is strength­ened” if the enforcement part of a law is satisfactory. The second dissenting note[29] is more detailed which was delivered by Sotomayor, J. and  joined by Ginsburg, J. They found that the “ostensible and predominant purpose” of the Proclamation was to  disfavoure a particular religion, which is against the constitutional command and therefore, it was contrary to the First Amendment.  Sotomayor, J. applied “reasonable observer” test[30] of judicial review to conclude that the animus of Trump against Muslims “masquerades behind a facade of national-security concerns.” Proclamation No 9645 was a repackaging of the same animus.[31] She criticised the majority who ignored the facts, misconstrued legal precedent, and turned a blind eye to the pain and suffering of countless persons.[32] Trump’s expressions were part of the same transaction establishing his intention against Islam, from pre poll promises to post poll policy leading to the proclamation.  She also held that the Proclamation cannot stand “even if rational standard review is used”, because the officers executing it were openly biased against Muslims.  The review document was not made available “even in redacted form.” Evan the government’s claims of national interest were not correct.[33] Therefore, “the Proclamation rests on a rotten foundation”[34]
It seems the dissent has mixed up the political question with legal question. Foreign affairs and national security is a matter of exclusive political judgement and the judicial role is limited to constitutionality. However, the dissenting note has focused more on the execution part of law to question the desirability of the Proclamation. They ignored that the history of the Supreme Court in the area of national security is tilted more towards a conservative or textual approach rather than a liberal or wide interpretation. The peculiarity of the judgment lies in the fact that it was unanimous on a few less significant issues like stay on TRO, locus and overruling of Korematsu.   

IV. Schenck to Trump : Hundred years of national security jurisprudence

The majority judgement in Trump might have surprised many because the Supreme Court in the USA is very liberal in fundamental rights cases. It has been criticised by scholars. A commentator in Yale Law Journal referred this as “very-near-blind deference to the executive branch” and predicts that “one day in the future, Trump v. Hawaii is eventually overturned.” [35] Another commentator in the Harvard Law Review writes that “the Court deviated from its usual approach to reviewing claims that a law arises from an unconstitutional motive. What remains unclear is when in the future the Court will take the same approach.”[36] However, a close scrutiny of various precedents suggests that this judgement is not a trend change and any overruling of Trump in future does not always mean the judgement was wrong. Trump takes a literal route to uphold the travel ban proclamation but, the Supreme Court has only followed the literal trends on difficult days. An archival account of cases decided by the Supreme Court suggests that the judicial decisions of ordinary days are different from those of extraordinary days (when the USA faced challenges to their security and sovereignty). The Court ordinarily behaves as a protector of liberty, but in difficult times, like that of war (be it World War or Cold War or the terror war), they have behaved as a protector of national security laws, changed itself as a conservative court and have made a conscious departure from set liberal trends. In difficult times, they have upheld the laws dealing with national security issues.       
The origin of this literal trend may be traced a hundred years ago with the passage of national security enactments (the Espionage Act, 1917) in the USA.  During World War I, Schenck was convicted under the Espionage Act, 1917 though he used only leaflets to display his expressions and his disappointments against the participation of USA in the war. The Supreme Court in Schenck v. United States[37] 37 upheld the law and a unanimous verdict was reached by Holmes, J. who evolved the idea of "clear and present danger" test. His reasoning for a conservative approach was that: [38]
when a nation is at war, many things that might be said in time of peace are such a hindrance to its effort that their utterance will not be endured so long as men fight, and that no Court could regard them as protected by any constitutional right. [Emphasis Added]
Similarly, in Gitlow v. New York,[39]it was observed that:[40]
[The State] cannot reasonably be required to defer the adoption of measures for its own peace and safety until the revolutionary utterances lead to actual disturbances of the public peace or imminent and immediate danger of its own destruction; but it may, in the exercise of its judgment, suppress the threatened danger in its incipiency. [Emphasis Added]
The Supreme Court of the USA upheld convictions under these laws with strong dissenting judges in a few cases. The message of the majority of the judges of the Supreme Court was that “while the nation is at war, serious, abrasive criticism ... is beyond constitutional protection.” [41] [Emphasis Added]
The trend of upholding national security laws continued post World War II. In Dennis v. United States[42] while dealing with the Smith Act of 1940[43] the Supreme Court held that “the danger need neither be clear nor present to justify suppression.”[44] Dennis was followed by cases where the Supreme Court upheld[45] the validity of the Subversive Activities Control Act, 1950.[46]

Brandenburg and Trump

Dennis was overruled in 1969 in the case of Brandenburg v. Ohio,[47] where the Court held that “mere abstract teaching ... of the moral propriety or even moral necessity for a resort to force and violence is not the same as preparing a group for violent action.” The criminal statute of Ohio was declared unconstitutional. What is noticeable is the fact that Dennis was a judgement delivered in difficult days when the communist ideology was posing risk to the national security of the USA. Brandenburg was also a judgement which was delivered in difficult times of Vietnam war, and Cold War with the USSR when national security issue was a concern for the USA. Why the Supreme Court interpreted Trump conservatively and did not follow liberal interpretation of Brandenburg? Even minority judgement does not mention it because Brandenburg is not relevant so far as national security laws are concerned.  Unlike 1920s or 1940s there was no threat of a full-fledged war.  Secondly, Brandenburg dealt with a problem of criminal law and not those of defence, national security or sovereignty of country, while Schenck or Dennis dealt not only with law and order issue but also the security of country.   
The trend of twentieth century continued in twenty-first century when difficult times of violence risking national security resumed its ugly face in America with the 9/11 terrorist attacks. An issue of fundamental right was raised in Holder v. Humanitarian Law Project[48] which was relied on by Trump. In Humanitarian Law Project, a few NGOs desired to become member of foreign terrorist organisation (FTO) with the objective to give training to foreign terrorist organisation on political advocacy.[49] A federal law prohibited and criminalised “material support” to foreign terrorist organisation (FTO).[50] The Court upheld the law prohibiting mere membership because the law is “carefully drawn to cover only a narrow category of speech to, under the direction of, or in coordination with foreign groups that the speaker knows to be terrorist organizations.” The conservative Court not following Brandenburg was not a trend change. In all times of risk to country (be it civil war, world war, cold war or terror war) the judiciary has supported the law made to serve national security. A more restricted judicial review in national security issues is a judicial convention and is a command of deferential standard of review. Therefore, Humanitarian Law Project was a persuasive precedent of great value, rightly referred in Trump. The majority in Trump followed the same convention and the command of the constitutional jurisprudence to exercise restraint in national security cases. Therefore, the criticism that the US Supreme Court departed from its previous jurisprudential approach is not convincing.[51] 

V. Concluding Remarks

Judicial review has remained a contentious issue in all democracies. As the judiciary lacks democratic legitimacy unlike legislatures, the power to declare a law as unconstitutional has generated various controversies. These controversies have led to different standards of judicial review. The obligation of the Supreme Court is to protect, preserve and promote fundamental rights in a modern democracy. This is possible only when the provisions of fundamental rights are interpreted liberally and not literally. This time-honoured principle has a few limited but established exceptions.[52] National security and foreign policy constitute those exceptions when the Supreme Court transforms into a conservative court. It sticks more to the doctrine of separation of powers, accords greater weight to the principle of constitutionality and applies the doctrine of deferential standard of review with greatest force. National security and foreign policy are a regular affair, be it war or peace but at the difficult times of civil war, war, cold war, proxy war or terror war, this finds a unique significance. Fitzgerald also states that “the fundamental requirement of any society is the ability to protect itself against annihilation or subjection; and the chief duty of any government is to safeguard the State and its institutions against external and internal attack.”[53] In difficult times, the judiciary has to trust the executive and the Parliament because they are well acquainted with the real risks to the security of State. Therefore, it has to furl its wings of judicial review in these cases. The US Supreme Court judgement on Trump is a reflection of this appreciation. The Supreme Court has never hesitated to leave its liberal image in times when the US felt a threat, be it external or internal. This State oriented interpretation of the Supreme Court (called as deferential standard of review) has been criticised by many scholars, who argue that if the Constitution remains the same in war and peace, why not the Supreme Court? They miss the point that the Supreme Court is authorised to interpret laws not based on the “text” of the Constitution but have to consider the “purpose” of the Constitution. Liberty, rights and freedom are safe only in a strong as well as secured State with an independent judiciary. The new millennium, led by revolutionary changes in technology, has opened new doors for “free trade of ideas.” It is also witnessing the ugly and deadly face of global terrorism, which is an enemy sui generis. A stronger enemy needs stronger power. The majority opinion in the US Supreme Court in Trump has established that advocating a “rights based” broad standard of judicial review in the difficult times of war on terror is a deeply flawed concept. Supreme Court of wartime is distinct from the Supreme Court of peacetime. This is a “distinction with difference.” They inaugurated national security jurisprudence hundred years ago in Schenck, developed it further in the 1950s, applied it in Humanitarian Law Project and brought about its culmination in Trump. The Indian judiciary should learn this lesson while deciding the issues in Arup Bhuyan case, Rohingya Refugee, Citizenship Amendment Bill, National Register of Citizens and other cases with national security and foreign policy overtones.  












* Associate Professor, Indian Law Institute, New Delhi. The author is grateful to Prof. S. N. Singh, Former Dean, Faculty of Law, University of Delhi, for his review comments. He also acknowledges Ms. Charvi Kumar, Ph.D. Research Scholar at the Indian Law Institute for proof read and comments.
[1] 585 U. S. (2018). It was decided on June 26, 2018. The ratio was 5:4. Roberts, C. J., (with Alito, and Gorsuch, JJ.) delivered the majority opinion of the Court. Kennedy, and Thomas, JJ., filed concurring opinions. Breyer, J., (with Kagan, J.) and Sotomayor, J. (with Ginsburg, J.) filed dissenting opinion, The judgement, hereinafter referred as Trump, is available at : https://www. Supreme court. gov / opinions/17pdf/17-965_h315.pdf, (last visited on July 12, 2018).
[2] Cristina M. Rodríguez Trump v. Hawaii and the Future of Presidential Power over Immigration,” available at : https://www.acslaw.org/analysis/acs-supreme-court-review/trump-v-hawaii-and-the-future-of-presidential-power-over  immigration, (last visited on Feb 2, 2019). Cristina M. Rodríguez is Leighton Homer Surbeck Professor of Law, Yale Law School.
[3]The President issued three instruments. Executive Order (EO)-1. A federal district court stayed EO1. Therefore, the President issued EO2 replacing EO1, which was also stayed, but the US Supreme Court lifted the stay. EO2 was replaced by the Presidential Proclamation no 9645.
[4] Proclamation 9645- Enhancing Vetting Capabilities and Processes for Detecting Attempted Entry Into the United States by Terrorists or Other Public-Safety Threats, issued on Sept 24, 2017,  available at : https://www.whitehouse.gov/presidential-actions/presidential-proclamation-enhancing-vetting-capabilities-processes-detecting-attempted-entry-united-states-terrorists-public-safety-threats/, (last visited on  July 13, 2018).
[5] 8 U. S. C. s. 1182(f).
[6] 82 Fed. Reg. 8,977-78 (the Immigration and Nationality Act (INA) s. 217(a)(12), codified at 8 U.S.C. s. 1187(a)(12).
[7] Article III of the USA Constitution. Unlike in India, the validity of a federal law in the USA can be challenged in federal district courts.
[8] There are 13 appellate courts that sit below the U.S. Supreme Court, and they are called the U.S. Courts of Appeals. The 94 federal judicial districts are organized into 12 regional circuits, each of which has a court of appeals.
[9] Trump v. Intern. Refugee Assistance Project, Decided on June 26, 2017, available at https://www.supremecourt.gov/opinions/16pdf/16-1436_l6hc.pdf, (last visited on July 12, 2018). Also, Nos. 16-1436 (16A1190), 16-1540 (16A1191) :  https://www.leagle. com/decision/ insco 2017 0626a87, (last visited on  July 12, 2018). 
[10] News item available at :   https://www.nytimes.com/2017/06/26/us/politics/supreme-court-trump-travel-ban-case.html, (last visited on  July 12, 2018).
[11] Roberts, C. J. in Trump at 12.
[12] Id. at 23.
[13] Id. at 26.
[14] Id. at 29.
[15] Id. at 29.  
[16] Harisiades v. Shaughnessy, 342 U. S. 580, 588–589 (1952) ; Fiallo v. Bell, 430 U. S. 787, 792 (1977).
[17] 408 U. S.(1972), at 756–757. The ratio was 6:3. Ernest Mandel, a Belgian journalist who called himself as “revolutionary Marxist”, was invited to speak at Stanford University. The government refused his entry visa in the USA. The Supreme Court upheld that the listeners have constitutional “right to receive information” under first amendment of the US Constitution though the denial of entry of Mandel was upheld.
[18] Id. at 769.
[19] Id. at 770. 
[20] Among the possible standards of review, the courts may adopt either a de novo standard or a deferential standard. Deferential standard believes in presumption of constitutionality because it reposes confidence that the lawmakers would not make a law contrary to the constitutional principles and policy. The deference applied to national security and foreign policy is considerably greater than those applied to other cases. Therefore, the Court cannot inquire beyond what is expressly available in the text. De novo standard does not believe in the presumption of correctness. It may go beyond the text to examine the sufficiency and correctness of decision. For example in Kerry v. Din, 576 U.S. (2015)  Kerry, the Secretary of State, refused to grant visa to Kanishka Berashk on the ground that he was engaged in “[t]errorist activities,” but the officer provided no further information. Kanishka Berashk was a resident citizen of Afghanistan and former civil servant in the Taliban regime, who was married to Fauzia Din. Fauzia Din was a naturalised citizen of the USA. Her husband, therefore, was classified as an “immediate relative” who was entitled to priority immigration status. The majority held that the Court cannot ask detailed report or the ground on which Kanishka Berashk was found to be engaged in terrorist activity. The conclusion was based on Mandel case.
[21] Kerry v. Din, 576 US (2015).
[22] One may contrast this with Manohar Lal Sharma v. Narendra Damodardas Modi, 2018 SCC OnLine 2807, also known as Rafale judgement. In this case, the defence deal of Rafale combat aircraft was in question and the petitioners requested to issue appropriate orders to probe any corruption angle. The government of India was asked to submit pricing details of the defence deal in a sealed cover. The full bench observed that they are making this order only to satisfy their conscience. The Government of India could deny giving these official secrets documents but the details were submitted and examined by the full bench.    
[23] Railroad Retirement Bd. v. Fritz, 449 U. S. 166, 179 (1980).
[24] Majority opinion of Robert CJ at 32.
[25]  Majority opinion of Robert CJ at 35. One may again contrast this with the Rafale judgement (2018) where the Supreme Court of India held that the “perception of individuals cannot be the basis of a fishing and roving enquiry by this Court, especially in such matters.
[26] Chicago & Southern Air Lines, Inc. v. Water­man S. S. Corp., 333 U. S. 103, 111 (1948); see also, Regan v. Wald, 468 U. S. 222, 242–243 (1984). In Regan the Court declined to conduct an “independent foreign policy analysis.”
[27] Majority opinion of Robert CJ at 37.
[28] Korematsu v. United States, 323 U. S. 214 (1944). During war with Japan, the government apprehended espionage and sabotage. The President issued an executive order, which directed the exclusion of all persons of Japanese ancestry from a described West Coast military area.
[29] First dissenting note was by Breyer and Kagan JJ.
[30] It was propounded in Lynch v. Donnelly, 465 U.S. 668, 688 (1984) (O'Connor,J., concurring). Initially articulated in the mid-1980s, this approach would find an Establishment Clause violation whenever a reasonable observer would conclude that government "endorses religion," thus sending "a message to non-adherents that they are outsiders, not full members of the political community, and an accompanying message to adherents that they are insiders, favored members of the political community." See, Jesse H. Choper, “The Endorsement Test: Its Status and Desirability,” 18 J.L. & Pol. 499 (2002), available at :   https://scholarship.law. berkeley.edu/cgi/ viewcontent.cgi? article = 1295&context=facpubs, (last visited on July 31, 2018) There is another standard i.e rational standard of review where the court doesnot inquire the detailed reasons of executive decision. In reasonable observer review the court examines the elaborate reasons of executive decisions so as to satisfy a reasonable person. This is stringent standard of review to evaluate a legal provision. 
[31] Dissenting opinion of Sotomayor J at 1.
[32] Id. at 3.
[33] Id. at 22.
[34] Id. at 18.
[35] Neal Kumar Katyal, “Trump v. Hawaii: How the Supreme Court Simultaneously Overturned and Revived Korematsu, , Yale Law Journal (2019) available at : https://www.yalelawjournal.org/forum/trump-v-hawaii, (last visited on Feb 3, 2018). Neal Kumar Katyal was lead counsel for the State of Hawaii in Trump v. Hawaii
[36] Trump v. Hawaii 132 Harv. L. Rev. 327 (2018), available at : https://harvardlawreview.org/ 2018 /11/ trump-v-hawaii/, (last visited on Jan 25, 2019).
[37] 249 US 47(1919), it was a unanimous verdict. In Debs v. United States and Froh Werk v. United States, the Court again upheld the conviction and the Act.  See, Wallace, Constitutionality of Sedition Laws. Gilbert v. Minnesota, 254 U.S. 325 (1920); Pierce v. United States, 252 U.S. 239 (1920); Schaefer v. United States, 251 U.S. 466 (1920); Abrams v. United States, 250 U.S. 616 (1919); Debs v. United States, 249 U.S. 211 (1919); Frohwerk v. United States, 249 U.S. 204 (1919); Schenck v. United States, 249 U.S. 47 (1919). See, Geoffrey R. Stone, “Free Speech and National Security”, 84 Ind. L.J. 939 (2009) at 946, available at: http://chicagounbound.uchicago.edu/ cgi/viewcontent.cgi?article=2975 &context=journal_articles (last visited on July 02, 2018), hereinafter referred at Geoffrey R. Stone, Free Speech.
[38] Available at : https://supreme.justia.com/cases/federal/us/249/47/, (last visited on July 22, 2018).
[39] 268 US 652 (1925). This case is also known for “incorporation doctrine” i.e. Bill of Rights is also applicable to State through fourteenth amendment, available at : https://www.britannica.com/event/ Gitlow-v-New-York (last visited on July 12, 2018).
[40] Ibid.
[41] Observation of the First Amendment scholar Harry Kalven. See, Geoffrey R. Stone, Free Speech at 945-946. Brandeis, J., dissented in three cases -Gilbert, 254 U.S. at 335; Pierce, 252 U.S. at 253 and Schaefer, 251 U.S. at 482.  Holmes, J., dissented in Abrams, 250 U.S. at 624.
[42] 341 U.S. 494 (1951). The USA controlled the ideology of communism and the Communist Control Act, 1954 was passed by the Congress (the US Parliament) to tackle with red menace which promoted the ideology of violent overthrow of government. The Act is still a law in 21st century.
[43]Smith Act, formally Alien Registration Act of 1940, U.S. federal law passed in 1940 that made it a criminal offense to advocate the violent overthrow of the government or to organise or be a member of any group or society devoted to such advocacy. The first prosecutions under the Smith Act, of leaders of the Socialist Workers Party (SWP), took place in 1941. After World War II the statute was used against the leadership of the American Communist Party (Communist Party of the United States of America; CPUSA). The convictions of the principal officers of the CPUSA (1949) were sustained—and the constitutionality of the advocacy provision of the Smith Act upheld—by the U.S. Supreme Court in Dennis v. United States (1951). In a later case, Yates v. United States (1957), the court offset that ruling somewhat by adopting a strict reading of the advocacy provision, construing “advocacy” to mean only urging that includes incitement to unlawful action,” available at : https:// www. Britannica .com/ event/Smith-Act (last visited on July 20, 2018).
[44] Geoffrey R. Stone, Free Speech at 950.
[45] In various cases, the Court affirmed the exclusion of members of the Communist Party from the bar, the ballot, and public employment, see Geoffrey R. Stone, Free Speech, supra at 950. 
[46] Also called as McCarran Act or the Internal Security Act of 1950, 64 Stat. 987 (Public Law 81-831).
[47] Clarence Brandenburg v. State of Ohio, 395 US 444 (1969).
[48] 561 US 1 (2010). The ratio was divided in 6:3. 
[49] (1) “train members of [the] PKK[Partiya Karkeren Kurdistan (PKK), or Kurdistan Workers' Party] on how to use humanitarian and international law to peacefully resolve disputes”; (2) “engage in political advocacy on behalf of Kurds who live in Turkey”; (3) “teach PKK members how to petition various representative bodies such as the United Nations for relief”; and (4) “engage in political advocacy on behalf of Tamils who live in Sri Lanka.”

[50] Title 18, United States Code, §§2339B(a)(1), (g)(4); §2339A(b)(1).
[51] Two articles have criticised the judgement. Trump v. Hawaii 132 Harv. L. Rev. 327, (2018) ; available at : https://harvardlawreview.org/ 2018 /11/ trump-v-hawaii/, (last visited on Feb 3, 2019) and Cristina M. Rodríguez Trump v. Hawaii and the Future of Presidential Power over Immigration,” available at : https://www.acslaw.org/analysis/acs-supreme-court-review/trump-v-hawaii-and-the-future-of-presidential-power-over  immigration, (last visited on Feb 2, 2019).
[52] Grahame Aldous and John Alder, Applications for Judicial Review, Law and Practice, writes that “certain areas of governmental activity, national security being the paradigm, which the courts regard themselves as incompetent to investigate, beyond an initial decision as to whether the Government's claim is bona fide. In this kind of non­justiciable area judicial review is not entirely excluded, but very limited,” as quoted in Rafale judgement.
[53] P.J. Fitzgerald, Criminal Law and Punishment 83 (Oxford, 1962).

Friday, 10 July 2020

The Omnibus Jurisdiction of The SC and Kalawati case of 1953

"Petitioners these days are invoking the jurisdiction of the court in all matters whether it be education or migrants... like an omnibus jurisdiction." hile hearing a plea seeking exemption from payment of school fees in Uttarakhand due to COVID-19, CJI SA Bobde remarked, SEE--Link

https://www.latestlaws.com/latest-news/petitioners-these-days-invoking-sc-s-jurisdiction-in-all-matters-like-an-omnibus-jurisdiction-remarks-cji-sa-bobde/

In context of above oral observation, the observation of a Constitution bench is relevant. It was made in Kalawati vs The State Of Himachal Pradesh (19 January, 1953) AIR 1953 SC 131, 1953 SCR 546

It was a murder case. The deceased husband (a Jaminadr) used to harass and torture his wife (also from a jamindar family). The wife (Kalawati ) developed intimate relationship with a cousin who planned to kill husband. Husband was killed. "The  accused was charged under ss. 114 and 302, Penal  Code, with  abetment of murder.  The Sessions Judge acquitted her of  this charge and convicted her under s. 201, Penal  Code, for   suppressing  evidence  of murder and  giving   false information. 
On appeal by the accused as well as the State, the Judicial Commissioner set aside the conviction under s. 201 and convicted the accused under ss. 114 and 302. However, the Judicial Commissioner of HP "thought that as the confirmation of sentence of death as a matter of practice prevailing in the High Courts was generally made by a Bench of two Judges at least, it was not fit and proper that the matter should rest with his own decision sitting singly."
This was a wise decision because it was matter of death sentence. The Supreme Court did not appreciate the precaution of HP. It held :
"We feel bound to state that the reason he has given for certifying the case as a fit one for appeal under article 134 (1) (c) is not sound. If in any particular State there is only one Judicial Commissioner as the ultimate appellate authority, and if the confirmation of sentence of death has to be made by him, the procedure laid down must be followed. The fact that there is not a Bench of two Judges as in the High Courts to deal with death sentences is not an adequate ground for converting the Supreme Court into an ordinary court of appeal and confirmation in such matters. It is unnecessary, however, to pursue this subject further, as we have heard the two appeals on their merits is well."
There are two points for our consideration. The SC should have appreciated the approach of the Judicial Commissioner because the punishment given was death, which was irreversible. "Abundant caution" doctrine ought to be invoked and the SC should ve encouraged this practice. There are many instances when the higher courts ve invoked better wisdom than the SC.
The second point is regarding the "doctrine of originalism". The SC is not made a court for all jurisdiction. While the capital punishment issue is an exception, matters should not come to the SC just bcz the party can afford. The harm is that the SC is not able to focus on constitutional issues of national importance.

Tuesday, 23 June 2020

COVID19 AND LESSONS FOR LEGAL EDUCATION SECTOR

COVID19 has greatly impacted the education sector. It has positive as well as  negative implications. Among positive impact, it has fast forwarded the digitised education. For example,  within a span of a month beginning from March, 2020 the schools, colleges, institutes and universities have started adopting the online mode of classes, meetings, examinations etc.

It has also negatively affected the lives of many people. Faculty staff and non faculty staff salary reduction, employment continuity issue during covid19 has emerged as a problem especially for those working in private sector or on a casual or contractual basis. For example, Faculty members are being compelled to join campus even if the work can be finished from home, Suppose you are required to submit a report of a webinar conducted in your institute. It can be done online. Even in the containment zone, the staffs are compelled to join. If you dont join, your salary will be deducted. Can it be regulated, like use of VDO mode of functioning, especially in Maharashtra, Delhi, TN, etc where the cases are rising like Sursa. The staff can be on the table at 10am-4pm, with video mode on so that it is ensured that he really works. Usual recess can be followed. But to deduct salary is unfair  even if h/she is willing to work and deliver. If someone does not deliver on a regular basis, pl take action for non performance. 

Similarly, staff has been asked (read nudged) to join after september. Salary of June, July and August shall not be given. If the private institute is in deep financial trouble, it is bearable.  On the other hand, if the institute is running well, they have students in various semesters, money pouring in, the faculty and non faculty staff ought to be given their due. It is understandable that the first semester admission has taken a toll. Due to COVID related lock down followed by job loss, fresh students are finding it difficult to find (except first semester admission), why this decision. The salary of 4th grade staff has been cut down to half in some institutes bcz they could not turn up during lock down. Can deep pocket theory be incorporated? The top academic bosses should be asked questions why is it happening. Whether article 23 of the Constitution of India comes in picture if you ask the employee to work on low wages? If not, should it be accordingly amended so that white collar corporate educational institutes do not resort to the practice of outrageous exploitation. 
The issues also indicate that the govt sector in higher education is better equipped to enforce dignity under article 21 and equal treatment under article 14 vis a vis a private sector, though the performance and delivery in government  sector colleges and universities are questionable. 
While many private colleges and universities have conducted classes online, whether the similar has been done by govt colleges, and Universities?  
A private college in UP has conducted around 200 classes on zoom, but the state University funded by government has conducted hardly 30 online classes for LLB. One can find that private colleges are conducting webinars on an aggressive scale  but the state funded universities and colleges are lagging far behind, subject to a few distinguished exceptions. The State funded universities and colleges need to take a definite lead in online teaching because they have very qualified teachers, expert professors. They can cater to the needs of poor students from rural back ground. As they are decently paid and mostly permanent, they have obligations also. 
The issue of exploitations in higher educational institutes due to covid needs to be widely discussed and researched by academicians and intellectuals. It has to be published in media and forwarded on whats app, facebook after due verifications. It has to be tweeted and retweeted. The institutions, colleges and Universities have to be made responsible. The Government and judiciary should be pro-active in identifying and addressing these issues. 

Sunday, 24 May 2020

The Supreme Court knows its scope during COVID-A response to Sri Dushyant Dave, Sr Advocate

The Supreme Court knows its scope during COVID-A response to Sri Dushyant Dave, Sr Advocate  
Sr Advocate, renowned jurist, human rights activist, vocal crusader of rights, Sri Dushyant Dave was “speaking on the subject of ‘Role of Judiciary in a pandemic’ organized by the All India Lawyers Union.’ His statements were published in Bar and Bench where he assailed the Supreme Court for abdicating its constitutional obligation during the pandemic. His statement has been reported here-- (https://www.barandbench.com/news/covid-19-pandemic-judges-have-singularly-failed-in-holding-the-government-accountable-since-the-last-8-weeks-dushyant-dave)
His argument has five significant points and sixth point is my comment. 
  1. “Nation-wide lockdown was imposed at a mere four hour notice”. 
A notice of one week, 3 days, 1 day--what could have been an alternative. Is he conscious what chaos it would have created on the road, railway station at every place, Bus stand, etc? We have already witnessed the problem in Ghaziabad and Mumbai. We already lost around 300 guest (migrants) workers.  
  1. He says- “Constitution framers really wanted that the Judiciary must supervise and control both, the executive's actions and inactions”. Did the Constitution framers really want that the Judiciary must supervise and control both, the executive's actions and inactions--”control” and “supervise”. Which debate of the Constituent Assembly he is referring to? This idea of “control” is inconsistent with the principle of Separation of Power and provision of the constitution, (like article 50. Separation of judiciary from executive.—The State shall take steps to separate the judiciary from the executive in the public services of the State.)
  2. His another allegation is --“But the Judges, I am sorry to say, have either never read the Constitution or if they have read the Constitution, they are not willing to follow the Constitution.” And Judiciary appears to be "singularly and systematically compromised." Dave said. 
Has it been rightly reported? If, so. This statement indicates how sweeping generalisation a responsible senior advocate can make. If a similar statement is made by a judge against a lawyer, the Bar will convene a meeting, call for boycott or go for strike. He is enjoying his free speech and while enjoying he is transgressing the moral and legal limits. 
  1. He says that failure of judiciary reminds like failure during emergency and the time of the case of ADM Jabalpur. This fashionable argument has been made so many times in the last few years that it has lost its force.  
  2. His next argument is-- “Various High Courts in the country that have many outstanding Judges are remaining silent and not passing orders with the apprehension that any order passed may be overturned by the Supreme Court the next day at the request of the government.” The fear of overturning a decision will not deter an “outstanding judge” to pass an order. Every year many decisions are passed by HCs and many of them are overturned. This is a specious argument. 
  3. Dushyant Dave is very well aware of the jurisprudence of judicial review and I am a law man of little academic merit before his towering personality. However, sometimes under certain compulsions even best of the brains cannot appreciate time honoured principles of law. This is called Gandhari blindness. Dushyant Dave is advancing a “rights” based argument which is valid in “normal” or “ordinary” times. Everyone acknowledges that the time for the last few months is not normal. We are facing an invisible enemy called as COVID19. The planet and so our country, is facing grave threat to humanity, like never before in this scientific age. This is not normal but abnormal time. This is not ordinary but an extraordinary time. The principle that directs judicial review in these times is not “rights” (R)based review but “rights with responsibilities” (RwR) based review. Greater deference to the government during extraordinary times is an established principle of constitutional jurisprudence. One may see the precedents in the USA or UK during extraordinary times. The US Supreme Court has upheld the decision of the Government most of the times when the country was facing an enemy. Be it World war [Schenck v. United States. 249 US 47(1919), or cold war or war against terrorism [Kerry v. Din, 576 U.S. (2015) Humanitarian Law Project, 561 U. S.(2010)]
Holmes, J. presented his reasoning for a conservative approach in the case of Schenck v. United States. 249 US 47(1919) as under:  
when a nation is at war, many things that might be said in time of peace are such a hindrance to its effort that their utterance will not be endured so long as men fight, and that no Court could regard them as protected by any constitutional right. [Emphasis Added]
This is a war against COVID which is beyond the shadow of doubts. Something that is permissible constitutionally during normal times may not be permissible when the time is difficult. During difficult times it is not wise for the court to look behind the exercise of the government's discretion or to test it by balancing its justification.  The deference applied to during COVID situations is considerably greater than those applied to other cases. Therefore, the Court cannot inquire beyond what is expressly available in the text. Among the possible standards of review, the courts may adopt either a de novo standard or a deferential standard. Deferential standard believes in presumption of constitutionality because it reposes confidence that the lawmakers would not make a law which is contrary to the constitutional principles and policy. De novo standard does not believe in the presumption of correctness. It may go beyond the text to examine the sufficiency and correctness of decision. This is the area where PILs, suo motu actions get wide recognition with heavy and adverse directions against the government. Once the situation will be back to normal (or new normal) the courts will be obliged to examine the correctness of decisions and justified in making fishing inquiry to preserve, protect and promote fundamental rights. Let us have patience. It is not that the judiciary has not committed blunders. There are many. (AN Ray case, ADM Jabalpur, Mathura rape case, PV Narasimha Rao etc). But a low profile judiciary during Epidemic is a correct approach especially when the decisions of the government to deal with COVID19 are largely accepted by political actors at center and State. The judges of the Supreme court and the High courts have very well read the constitution and are conscious of their scope of judicial review during difficult days of pandemic. Dushyant Dave sir, “while the nation is at war, serious, abrasive criticism ... is beyond constitutional protection.” It is better if we go and reread the jurisprudence without prejudices and bias.  

Tuesday, 19 May 2020

ARNAB GOSWAMI (REPUBLIC TV) CASE : FREE SPEECH AND ABUSE OF LEGAL PROCESS THROUGH FIR

Arnab Ranjan Goswami v. Maharashtra, Writ Petition (Crl) No. 130 of 2020, decided  by a division bench (of the Supreme Court of India) Justice Chandrachud and Justice MR Shah on May 19, 2020--

Justice Krishna Iyer in Prem Shankar v. Delhi Administration, (29 April, 1980) AIR 1980 SC1535 rightly observed that "When they arrested my neighbour I did not protest. When they arrested the men and women in the opposite house I did not protest. And when they finally came for me, there was nobody left to protest." Arnab Goswami case reestablishes selective silence and tacit approval on attack on free press by powerful politicians. Arnab Ranjan Goswami, hosted a TV show, on Republic Bharat  on April 21, 2020 on lynching of Palghar Hindu sadhu. “On 16 April 2020, three persons including two sadhus were brutally killed by a mob, allegedly in the presence of the police and forest guard personnel.” Arnab Goswami asked many questions from the Maharashtra government (run by Shiv Sena, Congress Party, NCP etc). His main focus of debate was Mrs Sonia Gandhi. After the TV show, many FIRs were registered against him in various States.   Arnab Goswami approached the Supreme court for protection from arrest and quashing of FIR. The Court granted protection but refused to quash FIR (on technical grounds of jurisdiction). A brief summary (of 56 page pronouncement) with my comments is as under--

  1. Constitutional Principles

Free speech, especially journalistic freedom needs great protection though no freedom is absolute. The Supreme court in Arnab Goswami case observed at para 32:  

“India‟s freedoms will rest safe as long as journalists can speak truth to power without being chilled by a threat of reprisal. The exercise of that fundamental right is not absolute and is answerable to the legal regime enacted with reference to the provisions of Article 19(2). But to allow a journalist to be subjected to multiple complaints and to the pursuit of remedies traversing multiple states and jurisdictions when faced with successive FIRs and complaints bearing the same foundation has a stifling effect on the exercise of that freedom. This will effectively destroy the freedom of the citizen to know of the affairs of governance in the nation and the right of the journalist to ensure an informed society. Our decisions hold that the right of a journalist under Article 19(1)(a) is no higher than the right of the citizen to speak and express. But we must as a society never forget that one cannot exist without the other.” 

2.            Jurisprudential dynamics 

A harmonious construction between rights of accused (here Arnab Goswami) and rights of victim (here supporters, leaders of Congress Party and six States) is required to be made. The policy is that the “Measures adopted must be the least restrictive measure to effectively achieve the legitimate state aim.” para 33. 

3.            Harassment of accused, Arnab Goswami  was apparent, State action unfair-

The Supreme Court observed : 

 “Subjecting an individual to numerous proceedings arising in different jurisdictions on the basis of the same cause of action cannot be accepted as the least restrictive and effective method of achieving the legitimate state aim in prosecuting crime. The manner in which the petitioner has been subjected to numerous FIRs in several States, besides the Union Territories of Jammu and Kashmir on the basis of identical allegations arising out of the same television show would leave no manner of doubt that the intervention of this Court is necessary to protect the rights of the petitioner as a citizen and as a journalist to fair treatment (guaranteed by Article 14) and the liberty to conduct an independent portrayal of views.” para 33. The Supreme Court asserted that these facts  need intervention by the Apex Court, though partially.  

4.            Multiple FIR quashed but One

Except one FIR, all FIRs against Arnab Goswami were quashed because they were on the same cause of action. The Court applied P1 (Principles-above stated), P2 (Policy-least restrictive action) and P3(Precedent-TT Antony case).  “Following the decision of this Court in TT Antony (TT Antony v State of Kerala (2001) 6 SCC 181, division bench ) that successive FIRs/complaints founded on the same cause of action are not maintainable.” para 53.  

5.            Quashing FIR : Respect judicial hierarchy-High Court has original jurisdiction 

The Supreme court refused to quash the main FIR (or one FIR under question). The basis of refusal was technical and not on merit. It seems Justice Chandrachud rejuvenated the doctrine of “originalism.” He relied on hierarchical structure of judiciary and paid deference to the high court jurisdiction. High court is appropriate forum under 482 CrPC 1973. Article 32 can be used by the Supreme Court. Justice Chandrachud presented his idea of “originalism” as under (para 49): 

“But when the High Court has the power under Section 482, there is no reason to by-pass the procedure under the CrPC, we see no exceptional grounds or reasons to entertain this petition under Article 32. There is a clear distinction between the maintainability of a petition and whether it should be entertained.”

The petitioner, Arnab Goswami did not exercise High court jurisdiction despite a stay on other FIRs in different states in a previous interim order.  

This “originalism” and ‘deference for hierarchy’ has its advantages (and disadvantages). It is good to witness that Justice Chandrachud has exercised restraint in not exercising article 32 or 142 when many orders/decisions of the Supreme Court exhibit “jurisdictional hunger”. He was equally conscious that while originalism and hierarchy be maintained, journalistic freedom should not be a casualty of technicalities of hierarchy. Therefore,  he further extended the protection from coercive action like arrest for the next three weeks.  

6.            Chances of unfair investigation and apprehension of harassment of Arnab Goswami unfounded

The demand of Arnab Goswami to transfer cases to CBI from Maharashtra Police was rejected because they were unfounded. He could not establish chances of bias by Maharashtra Police. (The Police is always a soft target). Mere vague allegations on Police, his procedure, questions raised during investigation cannot be a prima facie ground for change of investigating agency. It needs very strong reasons, like violation of law or genuine chances of bias.  

The TV show of April 21, 2020 (https://www.youtube.com/watch?v=C2i4MMpKu9I) on brutal lynching of Palghar Hindu sadhus, which was hosted by Arnab Goswami used provocative words for Congress President, Mrs Sonia Gandhi. She was referred many times by her original name and place. It can irritate a person who follows the leader. It can be annoying to others. It can be defamatory in nature. In classical sense, it can be immoral and inconsistent with high morals of ethics and journalistic values. However, it cannot attract a penal law. It was within constitutional limits of freedom of speech and expression. No penal provision like 153, 153A or 505 etc can be made out. The words and expressions used do not contain elements of the offences imposed. Moreover, the Police and the Judiciary are obliged to follow the “totality” test. This means one or two statements cannot be the basis of criminal proceeding. The whole content has to be considered. (See. Constitution bench pronouncement of Bharati Press case or State of Bihar v. Shailabala Devi on 26 May, 1952).  Also see, Manzar Sayeed Khan v. State of Maharashtra (5 April 2007) full bench case--

“The matter complained of within the ambit of Section 153A must be read as a whole. One cannot rely on strongly worded and isolated passages for proving the charge nor indeed can one take a sentence here and a sentence there and connect them by a meticulous process of inferential reasoning.” 

FIR on Arnab Goswami does not reveal any element of offences mentioned. The High court will quash it without much arguments. (This view was written when the FIR was registered. On May 20, 2020 when the Supreme court order came, my view was upheld because the Court directed no coercive action like arrest. Later the High court also hold the same opinion because it was based on legal principles.) 

7. High Court suspended FIR

On June 30, the High court of Bombay has suspended FIR against Arnab Goswami. Pl see here(https://indianexpress.com/article/india/arnab-goswami-palghar-lynching-case-6483265/). The High court held that : 


“58. Thus, on an overall consideration, we are of the prima facie view that FIR No.164 of 2020 on the face of it does not make out commission of any criminal offence by the petitioner.”


64. On an overall reading of the FIR, statement of the informant and transcript of the broadcast, it would be wrong to say that petitioner had made the statements in the broadcast with a view to defame or insult the feelings of any religious group or community. 


66. From the above it is prima facie evident that clauses 1, 2 and 7 of Bhajan Lal (supra) would be attracted in the facts and circumstances of the case.


67. [Referring the Supreme court order]-]We cannot have the spectacle of a Damocles' sword hanging over the head of a journalist while conducting a public debate. India is now a mature democracy. Seventy years into our republic we cannot be seen to be skating on thin ice so much so that mere mention of a place of worship will lead to animosity or hatred amongst religious communities causing upheaval and conflagration on the streets. Subscribing to such a view would stifle all legitimate discussions and debates in the public domain.


69. (3) All further proceedings in FIR No.164 of 2020 before the N. M. Joshi Marg Police Station, Mumbai and FIR No.137 of 2020 before the Pydhonie Police Station, Mumbai shall remain suspended; and (4) Interim order passed on 09.06.2020 to the effect that no coercive steps shall be taken against the petitioner vis-a-vis the above two FIRs shall continue till disposal of this petition.


It is not very clear what is the meaning of suspension of FIR? Is it equivalent to quashing in this case. As the high court has relied to Bhajan Lal case, it seems it is as good as quashing. As the master has other issues of constitutional importance, the court has not conclusively decided. 

8. Concluding Remarks


The judiciary has followed “rights” jurisprudence. Just because a political party or someone does not like the approach of a journalist (here Arnab goswami), or because he is blunt, uncourteous in asking questions, does not mean he deserved to be intimidated by those in power. This was an attack on freedom of speech, expression and media. The congress regime is infamous for it. They did it during the emergency in 1975-77, they will not hesitate to crush the voice of dissent. When they are not in power in central government, they can unleash this sort of abuse of authority. If they will come in power only god knows what they will do. It is also to be noticed that a group of intellectuals, media, academicians who often throw the argument of freedom and liberty even for those who are convicted terrorists and convicted criminals, have not demonstrated the scant regard for the right to freedom of speech and expression of Arnab Goswami. The support and opposition on the issue of freedom of speech and expression ought to be based on (P5)principles of law, provisions of law, precedents of judiciary, policy and professional opinion. If it is selective and based on prejudices as well as  political orientation, it will be a threat to democracy and freedom of speech.